Compliance, Risk & Governance
Programme Overview
WMI’s suite of compliance programs is designed to enhance the capabilities of compliance and risk professionals in the financial sector, including those in operational risk, audit, and legal professions advising financial institutions. Taught by experienced faculty with deep domain expertise, these programs provide a structured learning pathway for professionals to deepen and expand their technical skills and competencies as defined in the Compliance Manager job family within the national Skills Framework for Financial Services.
Successful completion of our programmes would lead to the corresponding IBF certifications in relevant job families. Individuals without relevant Compliance, Risk, Legal and Audit experience should complete the foundational Certified Compliance Officer Programme first before embarking on the advanced programmes. Experienced learners can complete the Certified Compliance Officer Advanced programme and stack towards an Advanced Diploma in Compliance Risk Management .
WMI’s Compliance Certifications are listed in job descriptions by leading employers, helping compliance professionals secure career advancement, and enabling hiring managers to quickly identify qualified candidates, reduce recruitment timelines, and mitigate regulatory risks.
Flexible Learning with Stackable Certificates
Our programmes are designed to fit the schedules of finance professionals in Singapore.
Choose from online, in-person formats to learn at your own pace. Each course offers stackable certificates, allowing you to build your skills progressively and work toward higher-level qualifications over time.
Successful completion of our programmes would lead to the corresponding IBF certifications in relevant job families.
Individuals without relevant Compliance, Risk, Legal and Audit experience should complete the foundational Certified Compliance Officer Programme first before embarking on the advanced programmes.
Learners can complete the Certified Compliance Officer programme and stack towards the Advanced Certificates and the Advanced Diploma in Compliance Risk Management.
Trusted by Singapore’s Leading Financial Institutions
WMI’s Compliance Certifications are listed in job descriptions by leading employers, helping compliance professionals secure career advancement, and enabling hiring managers to quickly identify qualified candidates, reduce recruitment timelines, and mitigate regulatory risks.
Certification
Participants who successfully complete the programme will be awarded:
Fees and Funding
| Modules | Full Fees (S$) | Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | |
|---|---|---|---|
| Before GST | After GST | Company-Sponsored | Company-Sponsored/Self Sponsored |
Fees and Funding
| Modules | Full Fees (S$) | Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | |
|---|---|---|---|
| Before GST | After GST | Singaporean Aged Below 40 / PR | Singaporean Aged 40 & Above |
Fees and Funding
| Modules | Fees after Subsidy (incl. of GST) | Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) |
|---|
| Category | |||
|---|---|---|---|
| 2 | |||
| 1 | Not Applicable | ||
1 For Singaporeans aged 40 and above, you are eligible to utilise the SkillsFuture Credit (Mid-Career) further to offset your course fee after the IBF subsidy.
2 Fees shown are after IBF-STS funding assuming students meet the minimum academic standards outlined by IBF and are physically based in Singapore. The fees are also subject to IBF accreditation approval for all modules.
Fees and Funding
Modules | Full Fees (S$) | Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | ||
|---|---|---|---|---|
| Before GST | After GST | Singaporean Aged Below 40 / PR Company Sponsored/Self Sponsored | Singaporean Aged 40 & Above Company Sponsored/Self Sponsored | |
| Singaporean Aged Below 40 / PR | ||||
| Company Sponsored/Self Sponsored | ||||
| Singaporean Aged 40 & Above | ||||
| Company Sponsored/Self Sponsored | ||||
| Test | 1 | 1 | 1 | 1 |
Fees and Funding
Core Modules | Full Fees (S$) | Fees after subsidies inclusive of GST (Available till 30 June 2022) (S$) | |
|---|---|---|---|
| Before GST | Singaporean Aged Below 40 / PR | Singaporean Aged 40 & Above | |
| Company Sponsored/Self Sponsored | Company Sponsored/Self Sponsored |
Note:
In addition to Course Fees, each participant will also be charged a non-refundable and non-claimable application fee of S$85 (including GST).
This programme is pending accreditation by the Institute of Banking and Finance (IBF). When accredited, Singaporeans and Permanent Residents will be eligible for funding support of up to 70% course fee subsidy under the IBF Standards Training Scheme (IBF-STS).
Fees shown are after IBF-STS funding. Subsidised fees apply upon participants’ successful completion of the programme, which includes (i) fulfilling minimum attendance requirements and (ii) passing all relevant assessments.
Subsidies are subject to change by IBF and fees will be adjusted based on prevailing funding rates. Click here to read more about funding support for IBF-STS, and terms & conditions governing registration, payment, cancellation, deferment and no-show.
The information above is correct at the time of publication. Wealth Management Institute reserves the right to amend the fees and/or terms and conditions as appropriate.
Programmes Offered
Certified Compliance Officer
For early entrants and mid-career professionals transitioning into compliance roles.
Advanced Diploma in Compliance Risk Management
Deepens expertise and advances capabilities and mastery in compliance and AML risk management
Advanced Certificate in AML, Fraud and Sanctions
Deepens expertise and advances capabilities and mastery in compliance and AML risk management
Online Programmes Offered
Certified Compliance Officer
For early entrants and mid-career professionals transitioning into compliance roles.
ESG Risk Management and Controls
Specialised Compliance In-person Programmes Offered
Digital Assets – Regulatory & Compliance
Family Office Risk Management and Controls
ESG Risk Management and Controls
Compliance Change Transformation
Sanctions, Trade-based Money Laundering Risks and Controls
Contact Us
- Tel: (65) 6994 5601
- No.1 Marina Boulevard #16-01
One Marina Boulevard Singapore 018989